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Financial Advisers Disciplinary Committee

Financial Advisers Disciplinary Committee

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Publications

This page includes a list of all Disciplinary Committee related publications.

Publications:

The code
Information guideDownload PDF
FADC procedure rulesDownload PDF
Form A: Statement of Response Download PDF
Form B: Request for further timeDownload PDF
Form C: Memorandum prior to telephone conferenceDownload PDF
Form D: Procedure for Oath or AffirmationDownload PDF

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